Compliance Business Oversight Manager - Marketing & Data Regulations

TD Bank

244d • $86,840 - $139,360

About The Position

The Compliance Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand and consumer product marketing, completing regulatory research, assisting with regulatory change management, issue management, monitoring project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing business policies and procedures, and conducting regulatory mapping. The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. This role works independently and is accountable for managing a specialized Compliance function or area, providing comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates.

Requirements

• Undergraduate degree or equivalent work experience.
• 7+ years of experience in compliance or related field.
• Strong knowledge of consumer banking regulations.
• Familiarity with privacy laws and data protection standards.
• Understanding of UDAAP regulations.
• Experience with compliance testing and monitoring frameworks.
• Exposure to regulatory exams and examination processes.
• Background in issue management.
• Familiarity in data governance and data-related regulatory compliance.
• Strong leadership and project management skills.

Nice To Haves

• Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD).
• Knowledge of AI applications and implications in banking operations.
• Experience with Section 1033 of the Dodd-Frank Act.

Responsibilities

• Lead review of brand and consumer product marketing.
• Complete regulatory research and assist with regulatory change management.
• Manage issue management and monitor project implementation efforts.
• Review risk assessments and vendor engagements.
• Review audit findings and regulatory issues to support exam responses.
• Review business policies and procedures and conduct regulatory mapping.
• Provide advanced analysis and/or specialized reporting to support business partners.
• Manage regulatory reviews including inquiries, audits, and exams.
• Identify and lead problem resolution for project/program complex requirements.
• Proactively advise the business of new and changed Compliance regulatory and/or policy changes.

Benefits

• Base salary and variable compensation/incentive awards.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
• Banking benefits and discounts.
• Career development opportunities.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree