Compliance Business Oversight Manager - Compliance Exam Management and Governance

TD Bank • Mount Laurel Township, NJ

114d • $86,840 - $139,360 • Hybrid

About The Position

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Compliance Exam Management and Governance will manage and/or assist Compliance with regulatory reviews including inquiries, audits, and exams. This role will also be responsible for Compliance governance reporting and ad-hoc requests. The ideal candidate will have a solid understanding of regulatory requirements for credit cards, unsecured lending and residential lending and advanced knowledge of a variety of products and services, systems, and compliance advisory standards, procedures, laws, rules and regulations.

Requirements

• Undergraduate degree or equivalent work experience.
• 7+ years of experience in compliance or related field.
• Solid understanding of regulatory requirements for credit cards, unsecured lending, and residential lending.
• Advanced knowledge of a variety of products and services, systems, and compliance advisory standards.

Nice To Haves

• Experience in a fast-paced, start-up-like setting.
• Entrepreneurial mindset with the ability to take initiative.
• Comfort level with ambiguity and ability to excel in a dynamic environment.

Responsibilities

• Manage day-to-day operations while helping design and implement a forward-thinking compliance program.
• Provide advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of Compliance programs.
• Work independently and be accountable for managing a specialized Compliance function or area.
• Provide comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions.
• Provide advanced analysis and/or specialized reporting to support business partners.
• Manage/assist with regulatory reviews including inquiries, audits, and exams.
• Identify and lead problem resolution for project/program complex requirements related issues.
• Proactively advise the business of new and changed Compliance regulatory and/or policy changes.
• Contribute to the development and implementation of Compliance programs.
• Prepare summaries, presentations, briefing notes, and any other required documentation.
• Conduct meaningful analysis at the functional or enterprise level.
• Actively manage relationships within and across various business lines.

Benefits

• Base salary and variable compensation/incentive awards.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
• Banking benefits and discounts.
• Career development opportunities.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree