Compliance Auditor

Jake's 58 • Islandia, NY

4d

About The Position

Core Responsibilities: Reports directly to Compliance Manager. Daily reviews of transaction monitoring for BSA SAR reporting obligations. Conducting independent investigations. Performing enhanced due diligence on customers. Assist in compliance cross-functional initiatives to continuously enhance our processes, while balancing the need to support an ever-growing business and staying within our regulatory compliance obligations. Assist with AML Risk Assessments. Aggregation of the daily cash in and out transactions for CTR reporting. Oversight of document destruction per retention guidelines (shredding). Enforce all departmental and organizational policies and procedures. Ensure all New York State & Federal BSA Regulations are being followed Other duties as assigned. Qualifications and Education Requirements: Associates or bachelor’s degree preferred. One to two years related experience. Finance or accounting background preferred Must be able to obtain a New York State Gaming License. Other: Weekends, Holidays and swing shift work may be required.

Requirements

• Associates or bachelor’s degree preferred.
• One to two years related experience.
• Must be able to obtain a New York State Gaming License.

Nice To Haves

• Finance or accounting background preferred

Responsibilities

• Reports directly to Compliance Manager.
• Daily reviews of transaction monitoring for BSA SAR reporting obligations.
• Conducting independent investigations.
• Performing enhanced due diligence on customers.
• Assist in compliance cross-functional initiatives to continuously enhance our processes, while balancing the need to support an ever-growing business and staying within our regulatory compliance obligations.
• Assist with AML Risk Assessments.
• Aggregation of the daily cash in and out transactions for CTR reporting.
• Oversight of document destruction per retention guidelines (shredding).
• Enforce all departmental and organizational policies and procedures.
• Ensure all New York State & Federal BSA Regulations are being followed
• Other duties as assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: Associate degree