Compliance Auditor

Core Specialty Insurance Services•Cincinnati, OH

8h•Hybrid

About The Position

Responsible for working with the underwriters, claim adjusters, and executive management in the development and implementation of annual audits and other company policies and procedures. The primary responsibilities of the position are described below. Key Accountabilities/Deliverables: Assist to oversee the annual audit schedule for the Financial Services Division including coordinating underwriting and claim audits, follow up on timely completions and follow up on outstanding items identified in the audits. Use audit findings to identify patterns, trends, strengths, and opportunities for improvement. Complete and issue audit reports to audit clients and executive management. Compile audit findings into a quarterly report submitted to the Chief Underwriting Officer. Assist in ongoing development and refinement of audit processes and procedures. Assist in various compliance tasks to include the following: Initial Audits within 90 days of new agency launch E&Y Audits for SOX testing In addition to the above key responsibilities, you may be required to undertake other duties from time to time as the Company may reasonably require. At Core Specialty, you will receive a competitive salary and opportunities for professional development and advancement. We offer medical, dental, vision, and life insurances; short and long-term disability; a Company-match of 100% of a 6% contribution 401(k) plan; an Employee Assistance Plan; Health Savings Account, Flexible Spending Account, Health Reimbursement Account, and a wellness program

Requirements

Knowledgeable in creating and using Excel functions, such as pivot tables, macros, and v-lookups.
Knowledgeable in data analytics
Knowledgeable in Financial Services products
Knowledgeable in Property & Casualty insurance
Knowledgeable in underwriting and claim audit best practices
Bachelor’s Degree
3-5 years’ experience in Insurance Operations, preferred focus on auditing
Experience in managing varied priorities concurrently while meeting deadlines and service expectations
Advanced Excel
Project Management experience
Applicants must be authorized to work for any employer in the U.S.
We are unable to sponsor or take over sponsorship of an employment Visa for this position.

Responsibilities

Assist to oversee the annual audit schedule for the Financial Services Division including coordinating underwriting and claim audits, follow up on timely completions and follow up on outstanding items identified in the audits.
Use audit findings to identify patterns, trends, strengths, and opportunities for improvement.
Complete and issue audit reports to audit clients and executive management.
Compile audit findings into a quarterly report submitted to the Chief Underwriting Officer.
Assist in ongoing development and refinement of audit processes and procedures.
Assist in various compliance tasks to include the following: Initial Audits within 90 days of new agency launch E&Y Audits for SOX testing
Undertake other duties from time to time as the Company may reasonably require.