Compliance Associate

Man Group•New York, NY

About The Position

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via its Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, its single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, Man Group manages $227.6 billion and operates across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index.

Requirements

Knowledge of MS Word and Excel
Keen attention to detail
Strong problem solving and organizational skills and ability to multi-task in a fast-paced environment
Sound judgment in confidential situations
Dependable, flexible, collaborative, and a proactive team player
Strong interpersonal skills and enthusiasm for the work

Nice To Haves

B.S. degree in Finance / Economics preferred; strong academic credentials

Responsibilities

Conduct monthly, quarterly and annual compliance testing and monitoring
Creating and maintaining databases and checklists for the Legal and Compliance team workflow
Help with the preparation of regulatory filings and run various email review processes
Assist with the execution and tracking of fund documents and counterparty agreements (e.g., ISDA, prime brokerage)
Opening of new funds and counterparty accounts
Document management and recordkeeping
Ad hoc projects in coordination with priorities across the firm
Operational and administrative tasks