Compliance Analyst

Fidelity Investments • Boston, MA

2d • $74,000 - $141,000 • Hybrid

About The Position

Compliance Analyst The Analyst within the Compliance Governance and Oversight team at Fidelity Digital Assets (FDAS) plays a crucial role in ensuring the organization’s adherence to regulatory standards and internal policies in the dynamic digital assets sector. This position involves supporting compliance initiatives, developing control frameworks, and promoting ethical conduct across the organization. As a member of the Compliance Testing team, this role focuses on supporting the development and execution of testing and risk assessments for compliance needs. This role is integral to FDAS’s commitment to ethical conduct and compliance with regulatory and legal obligations, ensuring that the organization operates within the bounds of applicable laws and maintains the trust of its stakeholders.

Requirements

• Educational Background: A bachelor’s degree is required, degrees in law, finance, business administration, or a related field is preferred.
• Experience: A minimum of 4 years in compliance, risk management, or legal roles, with experience in highly regulated industries like financial services. Strong attention to detail and experience working on procedures and controls.
• Regulatory Knowledge: Familiarity with compliance laws, regulations, and industry standards, particularly those relevant to digital assets and financial services.
• Testing Experience: Exposure testing approaches through risk assessment, control testing, compliance testing, audit, gap analysis, or other investigative processes.
• Analytical and Problem-Solving Skills: Ability to identify compliance vulnerabilities and develop corrective action plans.
• Communication and Leadership: Strong interpersonal skills to effectively collaborate in a fast-paced environment with various departments to cultivate a culture of compliance.
• Project Management: Comfort in dynamic environments, ability to shift priorities and manage projects across multiple functions and timelines.

Nice To Haves

• Certifications: Professional certifications such as Certified Compliance & Ethics Professional (CCEP) are advantageous.

Responsibilities

• Regulatory Risk and Control Mapping: Assist in developing and executing programs that map regulatory risks and controls, ensuring compliance with applicable laws and regulations.
• Compliance Testing: Support the development of a compliance testing program and testing activities including collaborating across business functions and reporting to leadership.
• Compliance Risk Assessment: Support the compliance risk assessment planning, execution, and evaluation process, as needed.

Benefits

• We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees