Compliance Analyst - Surveillance
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About The Position
Integrity Marketing Group, LLC ('Integrity'), a leading distributor of life and health insurance, and provider of wealth management and retirement planning solutions, today announced the official brand launch of Integrity Wealth. With more than $46 billion in assets under management and advisement and an extensive network of wealth advisors across all 50 states, Integrity Wealth is already a strong and respected leader in the industry. The formal launch of the Integrity Wealth brand brings together Integrity's formidable and diverse wealth-focused partner firms to more comprehensively work with the company's Life and Health divisions in delivering truly holistic life, health and wealth solutions to millions of American consumers throughout their lifetime. Integrity Wealth, in combination with Integrity's pillars of Life and Health, brings transformative change to the industry as it empowers agents and advisors to access comprehensive capabilities within partner affiliates to expand integrated solutions. Consumers will benefit greatly as they gain access, through their wealth advisors and insurance agents, to more wide-ranging and cross-functional guidance, extensive products and effective planning solutions. This innovative integrated approach is designed to support the full range of financial well-being - from health and life insurance to retirement and financial planning. Our team is currently seeking a Compliance Analyst to join our Compliance Department and oversee Surveillance. This is an excellent opportunity to join a successful, well-established company looking to grow to the next level. This Compliance Analyst plays an essential role in supporting various surveillance programs. As a key member of our compliance team, the role will be crucial in ensuring our advisors and employees adhere to both firm policy and regulatory standards, focusing on the areas of account and trade surveillance, along with additional oversight of procedures and activities.
