Compliance Analyst II

Symetra

137d • $70,600 - $117,600

About The Position

As a Compliance Analyst II, you will support a wide range of compliance related projects for the department and business partners. Responsibilities will include marketing material and market conduct review for life insurance and annuity products. You will also provide support for Symetra’s Broker Dealer, Symetra Securities, Inc., in addition to the identification and assessment of compliance issues and the development of recommendations to promote long-term disciplined growth. You may also support training and coaching of other compliance personnel.

Requirements

• High school diploma required
• College degree or equivalent industry experience required
• 5+ years of relevant compliance and/or industry experience
• FINRA Series 6 or 7 and FINRA Series 24 or 26 licenses
• Demonstrated strong communication and negotiation skills; ability to impact decision making processes
• Ability to develop integrated solutions to resolve highly complex technical and business issues

Responsibilities

• Assist in leading project initiatives pertaining to marketing material review and broker dealer operations
• Support the broker dealer registration process
• Collaborate with management in decision making
• Engage independently with internal and external clients
• Act as functional expert on assigned projects
• Independently work on regulatory analysis projects

Benefits

• Flexible full-time or hybrid telecommuting arrangements
• 401(k) plan with immediate vesting and company matching up to 6%
• Paid time away including vacation and sick time, flex days and ten paid holidays
• Company matching for community giving

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: Bachelor's degree
• Number of Employees: 1,001-5,000 employees