Compliance Advisory Specialist III
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About The Position
The Sanctions Compliance and Screening program is a core risk function within Capital One's Anti-Money Laundering Department. This Group serves as a second line of defense and operates certain first line of defense controls for Capital One's Lines of Business. Capital One has a highly motivated, mission driven AML and Sanctions team focused on enabling rigorous, nimble, and sustainable risk management. Capital One is seeking a Principal Associate within its Enterprise Screening and Sanctions Risk Management function joining our Sanctions and Risk Advisory team. We are seeking a results oriented candidate with the experience, subject matter expertise, and proven effectiveness in a highly regulated environment to join a high-performing team. The Principal Associate will have a key risk management role within the second line of defense to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. This role will also provide sanctions compliance advice and expertise regarding business strategy and new products and services to leaders across our growing businesses. The Principal Associate will be responsible for supporting the onboarding of new products and/or lines of business by providing guidance on sanctions risks and designing sanctions-related controls. The associate will also lead projects, process improvements, perform risk assessments, and have significant interactions with Legal, Compliance, Lines of Business, and other teams across the enterprise. The successful candidate will be self-starting and entrepreneurial, seeing around corners to identify tomorrow's risks, and able to integrate themselves seamlessly into existing and emerging business lines. The Principal Associate will leverage strong analytical skills to ensure all components of the compliance program are in place and operating effectively with respect to the business areas for which the team is responsible.
