Compliance Advisor Manager, Anti-Money Laundering (AML)

Capital One • Richmond, VA

404d • $147,800 - $168,700

About The Position

The Compliance Advisor Manager for Anti-Money Laundering (AML) at Capital One plays a crucial role in risk management by ensuring that business lines adhere to AML strategies and comply with relevant laws and regulations. This position involves collaboration with various business units to implement AML requirements, monitor compliance, and enhance the overall soundness of AML practices within the organization. The manager will serve as a subject matter expert, providing compliance advice, conducting audits, and developing AML compliance controls.

Requirements

• Bachelor's degree or military experience
• At least 3 years of Anti-Money Laundering (AML) Compliance experience
• At least 3 years of experience in Compliance, Legal, or Audit

Nice To Haves

• 6+ years in AML Compliance experience
• 2+ years of Compliance Advisory Experience
• Certified Regulatory Compliance Manager (CRCM) Certification
• Association of Certified Anti-Money Laundering Specialist (ACAMS) certification
• Certified Information Privacy Professional (CIPP) certification
• Experience with Canadian AML regulations

Responsibilities

• Plan, coordinate, and facilitate the implementation of the company's compliance processes, procedures, and systems for the Anti-Money Laundering Compliance Management Program (CMP).
• Advise internal management and business partners on AML compliance programs and the applicability of compliance requirements to products and services.
• Develop and maintain documentation of AML compliance activities and conduct periodic internal reviews or audits.
• Design and implement improvements in communication, monitoring, and enforcement of compliance standards.
• Identify compliance issues requiring follow-up or investigation and discuss emerging compliance issues with stakeholders.
• Consult with legal counsel and specialists to address technical and legal AML compliance issues.
• Direct the documentation, implementation, and dissemination of AML compliance policies and procedures.
• Prepare management reports regarding compliance operations and progress.

Benefits

• Comprehensive health benefits
• Financial benefits including performance-based incentives
• Inclusive workplace environment

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree