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Our Examinations Program is a critical component of FINRA's regulatory operations and one of the primary means by which we oversee the activities of our member firms. We classify each member firm by primary business model into one of four Firm Groups: Retail; Diversified, Carrying and Clearing; Capital Markets; and Trading and Execution. Each of these Firm Groups has dedicated FINRA staff with knowledge in regulating risks specific to those business models. Utilizing your analytical skills and accounting experience, you can be on the front lines of FINRA's Mission to protect investors and the integrity of the markets.