Client Associate/Registered Client Associate

Royal Bank of Canada • Greenwood Village, CO

431d • $40,000 - $65,000

About The Position

The Senior Registered Client Associate at RBC Wealth Management plays a crucial role in supporting financial advisors and clients within the Denver Tech office. This position emphasizes a client-first approach, ensuring compliance with standards while managing account inquiries, onboarding new accounts, and facilitating transactions. The role requires strong administrative and operational skills to enhance the efficiency of advisors and contribute to the growth of their business.

Requirements

• Bachelor's degree or job-related experience
• Strong soft skills including verbal and written communication, people, organizational, and client service skills
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective
• Series 7 and 66 (or 63/65) licenses
• Ability to adapt to a rapidly changing business and technology environment

Nice To Haves

• Current FINRA registrations
• Financial services experience

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Benefits

• Comprehensive Total Rewards Program including bonuses and flexible benefits
• Competitive compensation and commissions
• Stock options where applicable
• Leaders who support your development through coaching and managing opportunities
• Flexible work/life balance options
• Opportunities to take on progressively greater accountabilities
• Access to a variety of job opportunities across business

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree