Business Oversight Compliance Research and Control Room VP
Barclays•New York, NY
391d•$160,000 - $189,500
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About The Position
The Business Oversight Compliance Research and Control Room VP at Barclays is responsible for managing legal, regulatory, and reputational risks across all lines of business. This role involves providing advisory services related to Information Barrier Controls and the flow of Material Non-Public Information (MNPI). Key responsibilities include creating and tracking banking deal entries, monitoring information barriers, reviewing research reports, and ensuring compliance with relevant regulations. The position requires a deep understanding of securities law and the ability to implement effective controls to manage market abuse and conflicts of interest.
