Auditor - Investment Management (Max $74/hr W2)
About The Position
Hybrid role - Please note this assignment should run until October The resource will provide general audit support to the IAD-Investment Management team Scope and Deliverable Details Audit Execution: • Data gathering and analysis • Control Testing • Leading walkthrough meetings to obtain understanding of processes and controls • Documentation and evidencing, including narrative documentation, test of ones, fieldwork leadsheets • Stakeholder communication Closure Verification support for Action Plans: • Perform initial review and control design walkthroughs to identify and document key processes, risks, and controls • Assist with preparing the Initial Review Memo and Design Review Memos • Develop, execute, and document control design testing related to the process design and controls design • Develop, execute, and document control operating effectiveness testing related to the control’s implementation and execution • Meet with Brokerage employees and contractors to comprehend policies, processes, and controls • Report the outcome of meetings and discussions to the Authorized Brokerage Employees • Review and validate evidence to determine the effectiveness of controls • Submit design and operating effectiveness testing conclusion workpapers • Finalize closure verification testing results for the team to review and upload to OpenPages • Perform issue closure verification procedures including control update testing if necessary
Requirements
- Perform initial review and control design walkthroughs to identify and document key processes, risks, and controls
- Assist with preparing the Initial Review Memo and Design Review Memos
- Develop, execute, and document control design testing related to the process design and controls design
- Develop, execute, and document control operating effectiveness testing related to the control’s implementation and execution
- Meet with Brokerage employees and contractors to comprehend policies, processes, and controls
- Report the outcome of meetings and discussions to the Authorized Brokerage Employees
- Review and validate evidence to determine the effectiveness of controls
- Submit design and operating effectiveness testing conclusion workpapers
- Finalize closure verification testing results for the team to review and upload to OpenPages
- Perform issue closure verification procedures including control update testing if necessary
- 4-6 years’ experience
Responsibilities
- Data gathering and analysis
- Control Testing
- Leading walkthrough meetings to obtain understanding of processes and controls
- Documentation and evidencing, including narrative documentation, test of ones, fieldwork leadsheets
- Stakeholder communication
- Perform initial review and control design walkthroughs to identify and document key processes, risks, and controls
- Assist with preparing the Initial Review Memo and Design Review Memos
- Develop, execute, and document control design testing related to the process design and controls design
- Develop, execute, and document control operating effectiveness testing related to the control’s implementation and execution
- Meet with Brokerage employees and contractors to comprehend policies, processes, and controls
- Report the outcome of meetings and discussions to the Authorized Brokerage Employees
- Review and validate evidence to determine the effectiveness of controls
- Submit design and operating effectiveness testing conclusion workpapers
- Finalize closure verification testing results for the team to review and upload to OpenPages
- Perform issue closure verification procedures including control update testing if necessary
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
