Audit Senior Manager- Risk Management

Capital One • Richmond, VA

310d • $155,300 - $194,900

About The Position

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit team. The candidate will focus on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite, Issue and Event Management, Third Party Risk Management, and Business Continuity.

Requirements

• Bachelor's Degree or military experience.
• At least 7 years of experience in auditing, risk management, or a combination.
• At least 5 years of experience leading audits and performing in the role of auditor-in-charge.
• At least one year experience of people management.

Nice To Haves

• Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP) or Sustainability and Climate Risk (SCR) Certificate.
• Master’s Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration.
• 10+ years of experience in auditing, financial crimes compliance, corporate or consumer compliance, risk management, or a combination.
• 10+ years of experience in one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), brokerage, wealth management, or trust.
• 10+ years of experience in Business Continuity Risk, Third Party, Enterprise Risk Management, Change Management, Strategic Risk, Corporate Strategy, Enterprise Payments Risk, Operational Risk Management or a combination.
• 1+ years of experience with data analytics tools in support of internal audit.

Responsibilities

• Plan, perform, and lead large audits or projects of Second Line Risk Management at the enterprise level, as well as other diverse lines of business and specialty areas.
• Help to implement the team's strategic imperatives/priorities.
• Perform risk assessments of business activities, to identify potential risks exposures.
• Design and execute appropriate audit procedures to assess enterprise-wide risk governance frameworks and verify the effectiveness of internal controls.
• Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and maintain working relationships with internal teams and audit clients during engagements.
• Effectively communicate the results of audit projects to management (written reports/oral presentations).
• Manage direct reports and staff during audit engagements and provide feedback on work performed.

Benefits

• Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
• Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: Bachelor's degree