TD Bank-posted 9 months ago
$140,000 - $160,000/Yr
Full-time • Senior
Hybrid • New York, NY
Credit Intermediation and Related Activities
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The Audit Manager II provides specialized in-depth subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. This role leads and/or provides supervisory oversight to complex audits and ensures completion. The position requires experience with audit validation of regulatory findings, including MRA's, and preferred experience with U.S. Anti-Fraud, Securities and Commodities laws, rules, and regulations as they pertain to U.S. broker dealers.
