Audit Manager II - AML Center of Excellence - Financial Crimes

TD BankMount Laurel Township, NJ
107d$92,220 - $149,310Remote

About The Position

The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The job will also oversee the Audit team performing the audits. The Audit Manager contributes to the Audit planning process for specific businesses/functional units, including audit plans, resource requirements, and budgets. They have overall responsibility for the completion of audits, planning and leading audits, and overseeing staff working on multiple audits, forming conclusions, and communicating scope/findings to the business line. The role involves performing testing of critical areas of audit, reviewing audit documentation, overseeing findings follow-up and issue validation, and ensuring audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters to ensure deadlines are met. The Audit Manager oversees a small to medium-sized team assigned to a given audit and provides coaching and feedback on performance throughout the audit. They evaluate internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise and act as the primary contact with management regarding audit scope, findings, and status.

Requirements

  • Undergraduate degree required.
  • 7+ years of relevant experience.

Responsibilities

  • Contributes to the Audit planning process for specific businesses/functional units, including audit plans, resource requirements, and budgets.
  • Has overall responsibility for completion of audits.
  • Plans and leads audits and oversees staff working on multiple audits.
  • Forms conclusions and communicates scope/findings to business line.
  • Performs testing of critical areas of audit.
  • Performs review of audit documentation.
  • Oversees findings follow-up and issue validation.
  • Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters.
  • Oversees a small to medium-sized team assigned to a given audit and provides coaching and feedback on performance throughout the audit.
  • Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise.
  • Acts as primary contact with management regarding audit scope, findings, and status.

Benefits

  • Base salary and variable compensation/incentive awards.
  • Health and well-being benefits.
  • Savings and retirement programs.
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO).
  • Banking benefits and discounts.
  • Career development opportunities.
  • Reward and recognition programs.

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Credit Intermediation and Related Activities

Education Level

Bachelor's degree

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