Assurance Senior Manager, Risk Advisory Services

BDO USA Experienced Career Site•New York, NY

About The Position

Working under the authority of a Principal, the Assurance Senior Manager, Risk Advisory Services will be responsible for managing and delivering high value solutions to multiple clients in the areas of Internal Auditing and internal control, including business risk assessment and Enterprise Risk Management, business process improvement, Sarbanes-Oxley compliance, information technology audit & control, financial and operational audit, business conduct and fraud/forensic investigations. In this role, the Assurance Senior Manager, Risk Advisory Services will be charged with managing a team of professionals through all stages of internal audit or consulting engagements to include planning, field work, engagement wrap up and report composition, along with providing recommendations regarding engagement economics and legal risks to the Firm. The Assurance Senior Manager, Risk Advisory Services will also be responsible for ensuring exceptional client service and high-quality engagement deliverables. The individual in this role will be responsible for developing new business with existing clients and prospects of the Firm, including the identification of target companies. The role also supports the practice Principal with all aspects of client pursuits, including all phases of the client proposal process. The Assurance Senior Manager, Risk Advisory Services will be responsible for all aspects of practice administration including time entry, client contract administration, billings, collections, and adjustments to engagement realization when needed. The role will work a sporadic and fluctuating work schedule.

Requirements

Bachelor’s degree in Accounting, Finance, Information Systems, or Business Intelligence, required
Ten (10) years of experience with a public accounting firm or Fortune 1000 company performing Risk Assessments, internal audits, Sarbanes-Oxley Readiness services, internal control assessments, management consulting as a Financial, Operational or Information Technology Subject Matter Expert, required
Experience performing audits of particular industries (manufacturing, retail, distribution, energy, etc.), based upon the RAS practice’s need, required
Significant supervisory experience, required
Experience performing process reviews, systems reviews and reviews of application controls, required
Experience with internal controls including process control design, preparation of flowcharts & control matrices, documentation and testing of controls, and identification and reporting of control “gaps”, required
Experience conducting audit planning, developing audit programs, performing testing, preparing work papers, and drafting audit reports, required
Certificate of Internal Auditor (“CIA”), Certified Public Accountant (“CPA”), Certified Information System Auditor (“CISA”), or equivalent certifications, required
Proficient in the use of Microsoft Office Suite, including Excel, Word, PowerPoint, required
Solid understanding and experience planning and coordinating all stages of an internal audit
Knowledge of internal accounting controls and professional standards and regulations
Superior verbal and written communication skills, specifically business / report writing
Ability to adapt style and messaging to effectively communicate with professionals at all levels both within the client organization and the firm
Ability to successfully multi-task while working independently and within a group environment
Recognition as a though leader with respect to the topics of governance, risk and control.
Superior analytical and diagnostic skills and ability to break down complex issues and implementing appropriate resolutions
Capability to work in a demanding, deadline driven environment with a focus on details and accuracy
Ability to collaborate with partners and managers within other service lines and industries, as well as RAS leaders.
Solid project management skills
Solid US GAAP and GAAS knowledge and familiarity with SEC and PCAOB reporting rules
Knowledge of IFRS
Solid grasp of general IT control concepts
Excellent people development and delegation skills, including training/instruction and engagement scheduling and budgeting
Executive presence to act as primary contact for clients while preparing and presenting to clients and potential clients
Ability to resolve complex business issues
Capacity to build and maintain strong relationships with internal and client personnel

Nice To Haves

MBA or other relevant advanced degree, preferred
Experience performing audits within a public accounting environment, preferred
Experience in client marketing to include but is not limited experience successfully managing multiple client pursuits and proposal efforts, preferred
Experience with ACL and/or IDEA, and MS Access, preferred
Experience in the use of various assurance applications and research tools as is appropriate for this level, preferred

Responsibilities

Acts as a high-level contact for clients regarding all questions and information, including progress, challenges encountered, and issues identified
Conducts informational interviews and facilitates meetings with client management members during engagement process, as needed
Works closely with the Engagement Partner to ensure effective communication of control gaps and suggested improvements to processes, controls and overall risk management to client Audit Committee and management
Ensures that the client service team appropriately analyze client’s processes, risks and controls
Ensures that the client service team provides exceptional client service and develops advanced level deliverables and/or solutions to client issues
Oversees the development of risk-based audit plans as well as ensures the development of efficient and effective project plans
Reviews, approves and seeks Partner approval of engagement budgets and identifies opportunities to improve engagement efficiencies
Ensures the preparation of periodic and timely billings, collections and makes timely recommendations to the engagement Partner of adjustments to engagement realization, as needed
Leads assigned client engagements and underlying economics to ensure engagement metrics are achieved
Identifies and informs managers and staff to utilize all available research aids (as practical), including databases and trade publications, to develop understanding of client’s industry
Identifies, grows and maintains strategic relationships with client personnel, including members of client management
Prepares formal and informal presentations for client meetings and seeks Partner review and approval of presentations prior to delivery
Collaborates with both RAS and other practice partners to bring the best solutions to our clients and prospects and thus expand our presence in the marketplace
Identifies new business opportunities to expand the Risk Advisory Services practice and communicates such opportunities to his/her practice partner
Works directly with the Partner to develop draft proposals and reports, and completes research, as needed
Works under the supervision of the practice partner to manage marketing and business development activities within practice, including but not limited to refreshing marketing materials and website content, as needed
Develops thought leadership for the RAS practice under the direction of the Partner by developing whitepapers and presentations on topics relevant to clients and the profession
Fosters a positive demeanor, learning attitude and client service mentality with managers, seniors and staff
Ability to travel 30% of the time
Supervises the workload of RAS Managers, Senior Associates and Associates, as needed, on assigned engagements and reviews work product
Ensures RAS Managers, Senior Associates and Associates are trained on all relevant tax software
Evaluates the performance of RAS Mangers, Senior Associates and Associates and assists in the development of goals and objectives to enhance professional development
Delivers periodic performance feedback and completes performance evaluations for RAS Senior Associates and Associates in accordance with Firm guidance
Acts as mentor to RAS Managers, Senior Associates and Associates, as appropriate
Acts as a leader and projects a professional, positive attitude toward client and firm personnel