Assurance Associate

Nomura • Philadelphia, PA

7d • $100,000 - $135,000

About The Position

Our NAMI Risk & Governance team supports NAM International in providing risk guidance and implementing a strong risk management framework, including assessing the design and operational effectiveness of critical processes and controls. Key responsibilities for this role would be planning and executing testing of controls and processes, documenting findings and observations, and developing remediation actions.

Requirements

• At least 5 years of experience in US Investment Management industry, including regulated 40 Act funds and other vehicles subject to Federal securities rules and regulations
• Experience with testing controls as an external auditor, internal auditor, and/or business aligned testing team.
• Strong understanding of risk and controls including experience with executing controls assurance programs or internal audits.
• Robust communication skills, verbal and written, including developing procedure and controls documentation.
• Senior stakeholder engagement skills with the ability to initiate and lead conversations with senior leaders.

Responsibilities

• planning and executing testing of controls and processes
• documenting findings and observations
• developing remediation actions

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed
• Number of Employees: 5,001-10,000 employees