Associate Wealth Manager

KWB WEALTH • Redlands, CA

328d

About The Position

KWB Wealth is an independent Registered Investment Advisor (RIA) based in Southern California that provides personalized financial planning and investment management services to individuals, families, and businesses. We are seeking a highly motivated and enthusiastic individual to join our team as an Associate Wealth Manager. At KWB Wealth, you will have the opportunity to work alongside experienced Wealth Managers and learn how to provide expert financial advice to help our clients achieve their financial goals. However, our focus is more than just our clients; we also invest in our employees’ personal growth by offering leadership workshops and support in obtaining additional licenses and certifications. We are committed to building a positive, inclusive work culture made up of diverse perspectives that supports the professional development of our employees and elevates our firm.

Requirements

• Bachelor's degree (B. A. / B. S.) from a four-year college or university.
• Knowledge of, and/or working towards or has CFP designation.
• Two to three years previous job experience.
• Must pass a regulatory background check.
• Must pass the FINRA Series 66, 7, and SIE examinations within the first 6 months of employment.
• Obtain the CA insurance licenses.

Nice To Haves

• Tech-savviness and creativity in generating content.

Responsibilities

• Proactively help Wealth Managers acquire, service, retain, and deepen client relationships while ensuring a top-notch client experience.
• Help leverage Wealth Manager's time by providing support.
• Prepare agendas and assist in meeting preparation with Wealth Manager.
• Proactively identify materials/topics associate wealth manager may present during meetings and prepare accordingly.
• Participate in client meetings, document discussions in CRM, and create action items.
• Follow-up with clients regarding service requests.
• Perform research and respond to account inquiries.
• Assist with telephone inquiries from clients, document conversations and resolutions in CRM.
• Learn how to provide value and expert advice to help clients succeed financially.
• Attract prospective clients and deepen client relationships.
• Identify and help implement industry trends and explore potential marketing opportunities.

Benefits

• Leadership workshops and support in obtaining additional licenses and certifications.
• Mentorship from experts in various fields including Social Security, planning, technology, and client service.
• Employer-sponsored social gatherings with co-workers.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: Bachelor's degree