Associate Supervision Professional

LPL Financial•San Diego, CA

1d•$24 - $40

About The Position

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If you're ready to take the next step, discover what’s possible with LPL Financial. Our Associate Supervision Professionals provide superior customer service as the first line of contact for Supervision technology walk throughs, questions regarding industry rules and regulations and continuing education, requirements and processes for registration and licensing. What are we looking for? We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness , act with integrity , and are driven to help our clients succeed . We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work. What to Expect: Career Advancement: Continuous feedback and coaching to take your career to the next level in the direction you want to. Support & Development: Our Supervision Support team focuses heavily on development and highly encourages team members to obtain additional licensing such as the 66, 24, or 9/10. Team Environment: Our Supervision support team has a strong team dynamic with easy access to next level support.

Requirements

Minimum 1 year of recent customer service experience
Excellent oral and written communication skills.
Ability to quickly learn and maintain knowledge in a very dynamic environment
Ability to multi-task, strong attention to detail, excellent problem-solving and follow-up skills.
Knowledge of mutual funds, annuities, general securities, and other financial products required.
Knowledge of FINRA, SEC, and State rules and regulations required.
FINRA SIE and Series 7 top-off or must be passed within 90 days of employment.

Nice To Haves

1-2 year of financial services experiences focused on investment products.
Previous working knowledge of securities licensing and insurance licensing
Proactive collaboration and service-based responses with business partners on escalated issues.
Experience with all Microsoft applications, particularly, Excel, Word, Access, PowerPoint, and SharePoint.