Associate, Qualifications Specialist

Otc Markets GroupWashington, DC
390d$65,000 - $65,000Hybrid

About The Position

The Associate, Qualifications Specialist at OTC Markets Group Inc. plays a crucial role in the Issuer Services team, focusing on processing listing applications, conducting background checks, and ensuring compliance with marketplace rules. This position is designed for individuals who are self-motivated and detail-oriented, with a strong emphasis on communication and collaboration within a hybrid work environment.

Requirements

  • Bachelor's Degree in Accounting, Finance, Business, or Economics.
  • Mid-level finance analysis skills.
  • Strong communication and interpersonal skills.
  • Ability to conduct research and critical analysis of publicly traded companies.
  • Detail-oriented with the ability to adhere to specific procedural requirements.

Nice To Haves

  • Familiarity with quarterly and annual financial reports.
  • Self-motivated and fast learner.

Responsibilities

  • Process listing applications and agreements, determining qualifications based on listing rules.
  • Conduct background checks on applicant's officers, directors, and control persons.
  • Monitor ongoing compliance with qualifications and marketplace rules, reviewing company financial reports and corporate action history.
  • Review compliance deficiencies and assist with the creation and review of relevant procedures.
  • Ensure integrity of listed company data through data collection and verification.
  • Provide customer support and information on listing qualifications and disclosure procedures.

Benefits

  • Generous Paid Time Off (PTO)
  • Health, Dental, and Vision Coverage
  • Health Savings Account (HSA)
  • Flexible Spending Accounts (FSA)
  • Generous Paid Parental Leave Program
  • Annual bonus and Stock Incentive Program
  • 401(K) Plan - Retirement
  • Commuter Transit & Parking Program
  • Income Protection (Life Insurance, Short- & Long-Term Disability)
  • Voluntary Benefits (Accident, Critical Illness, & Hospital Indemnity)
  • Hybrid Work Schedule
  • Class Pass Partnership (Fitness & Wellness Programs)
  • Citi Bike Membership Program
  • Office Snacks and Beverages
  • Summer & Winter Company Events
  • Employee Discount Program
  • Monthly birthday celebrations
  • Happy hours and more

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

Education Level

Bachelor's degree

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