Associate Principal Investigator, Market Investigations - Market Abuse
FINRA•Rockville, MD
439d•$79,500 - $170,900•Hybrid
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About The Position
The Associate Principal Investigator conducts comprehensive investigations into potential violations of securities laws and regulations under FINRA jurisdiction. This role involves coaching less experienced colleagues and ensuring thorough documentation and evidence gathering during investigations. The position emphasizes collaboration, innovation, and adherence to FINRA's values, while also addressing emerging regulatory risks.
