Financial Industry Regulatory Authority-posted 6 months ago
$94,200 - $176,000/Yr
Full-time • Mid Level
Hybrid • Boca Raton, FL
Religious, Grantmaking, Civic, Professional, and Similar Organizations
This job is no longer available
There are still lots of open positions. Let's find the one that's right for you.
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on more complex assignments under the direction of more senior staff.
