Internal Audit, Global Banking and Markets, Risk, Associate, Dallas

Goldman Sachs • Dallas, TX

19h

About The Position

As the third line of defense, Internal Audit’s mission is to independently
assess the firm’s internal control structure,
including the firm’s governance
processes and controls, risk management and capital and anti-financial crime
frameworks, raise awareness of control risk and monitor the implementation of
management’s control measures. In doing so, internal Audit:

Communicates and reports on the effectiveness of the firm’s governance, risk
management and controls that mitigate current and evolving risk
Raise awareness of control risk
Assesses the firm’s control culture and conduct risks; and
Monitors management’s implementation of control measures

Goldman Sachs Internal Audit comprises of individuals from diverse backgrounds
including chartered accountants, developers, risk management professionals,
cybersecurity professionals, and data scientists. We are organized into global
teams comprising business and technology auditors to cover all of the firm’s
businesses and functions, including global banking & markets, asset & wealth
management, risk management, finance, cyber-security and technology risk, and
engineering.

Who We Look For
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets,
possess analytical skills, exercise professional skepticism and are able to
challenge and discuss effectively with management on risks and control
measures. We look for individuals who enjoy learning about audit, businesses
and functions, have innovative and creative mindsets to adopt analytical
techniques to enhance audit processes, build relationships and are able to
evolve and thrive in a fast-paced global environment.

Requirements

• Bachelor’s degree (or higher) in a finance, accounting, or quantitative discipline
• 3-4 years of relevant work experience in Internal or External Audit
• Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment
• Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders
• Basic understanding of Risk Management (Market, Credit, Liquidity, Operational Risk Management) and financial products is a plus

Nice To Haves

• Proficiency in Excel
• Experience with Data Analysis tools and techniques

Responsibilities

• Develop and maintain an in-depth understanding of capital markets, risk management and related Federal Reserve (FRB) requirements in the business areas, products, and activities covered by Global Markets
• Execute risk-based and regulatory-required audits focused on financial and non-financial risk management including planning and scoping, fieldwork and audit test plans, and reporting
• Participate in walkthroughs with stakeholders to perform control design assessments and present results of work performed to Internal Audit senior management
• Conduct audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Follow-up on open audit issues and validate their resolution

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees