Associate-DTC Settlements (Hybrid)
About The Position
At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We’re seeking an Associate- DTC Settlements to provides outsourced operational/transactional business process support for clients. Responsibilities Ensures quality service and operational performance within the parameters of both the client needs and contract. support for routine "back office" processes, data entry, order and application processing, document verification, accounting support and preparing mailings Daily functions will include RAD Management DK’s Free receives Resolve DVP/RVP differences SPO processing Pair offs as required – directed by M/O and counterparty interaction EOD Balancing and Funding Buy-in processing Fail Control & Reporting FINRA Extension filing RegSho 204 Reporting Obligation Warehouse activities including Recaps Stock & Cash breaks reconciliation New Issue processing– Strictly settlement processing and fails management ETF Settlement Processing Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions
Requirements
- 1+ years of client support experience
- Experience working in a corporate environment
- Experience working with MS-Office
Nice To Haves
- DTC Settlements experience is a plus
- Experience working with Broadridge products is a plus
Responsibilities
- Ensures quality service and operational performance within the parameters of both the client needs and contract.
- support for routine "back office" processes, data entry, order and application processing, document verification, accounting support and preparing mailings
- RAD Management
- DK’s Free receives
- Resolve DVP/RVP differences
- SPO processing
- Pair offs as required – directed by M/O and counterparty interaction
- EOD Balancing and Funding
- Buy-in processing
- Fail Control & Reporting
- FINRA Extension filing
- RegSho 204 Reporting Obligation
- Warehouse activities including Recaps
- Stock & Cash breaks reconciliation
- New Issue processing– Strictly settlement processing and fails management
- ETF Settlement Processing
- Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions
Benefits
- Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Number of Employees
5,001-10,000 employees
