Associate Director of Compliance
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About The Position
Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Our vision has always been to empower individual investors with the tools and resources they need to succeed financially. This commitment remains at the heart of everything we do. From low-fee trading and robust market data to advanced analytical tools, we are committed to providing a seamless, top-tier trading experience. We are seeking an experienced AML Compliance professional in the St. Petersburg, Florida area to join our compliance department and provide solutions for the Webull Pay Product. As the Associate Director you will work closely alongside the CCO to ensure that our digital payments platform complies with all applicable laws, regulations, customer facing disclosures, internal policies and procedures, and also spearhead regulatory compliance initiatives, including leading examinations, quality assurance and program enhancements related to Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), Electronic Funds Transfer Act (EFTA), Gramm-Leach-Bliley Act (GLBA), Truth in Lending Act (TILA), Complaints Management, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), USA Patriot Act, OFAC, NY 504 testing, similar or related regulations, as well as additional entity-wide compliance efforts beyond AML.
