Associate Compliance Analyst

Fidelity Investments • Smithfield, RI

391d • $52,000 - $62,400 • Onsite

About The Position

The Associate Compliance Analyst will be part of the eMonitoring Team, responsible for reviewing and acting on alerted messages from the eMonitoring system for licensed Broker Dealers, Investment Advisors, or Broker Dealer Affiliated associates. This temporary role focuses on ensuring compliance with Federal and State regulations and Fidelity Corporate policies, enhancing business performance while managing risk and protecting associates and customers.

Requirements

• Experience in investigations, audit, regulatory, risk, or compliance environment preferred.
• Strong problem-solving and data analytical skills.
• Excellent written and interpersonal communication skills.
• Ability to handle multiple tasks and priorities simultaneously.
• Strong research and analytical skills.
• Proficiency in common MS Office applications.

Nice To Haves

• Positive attitude and goal-driven.
• Unwavering commitment to accuracy and quality.
• Ability to overcome unexpected obstacles with little or no supervision.
• Excellent attention to detail and ability to communicate defects clearly.

Responsibilities

• Review and act on alerted messages from the eMonitoring system.
• Analyze and evaluate messages to recommend resolutions.
• Assist in developing and revising processes to meet business requirements.
• Perform administrative duties, including metrics and data maintenance.
• Analyze compliance requirements and escalate potential business impacts as appropriate.
• Maintain strong working relationships with peers and managers across compliance teams.

Benefits

• Competitive pay rate of $25-$30 per hour.
• Opportunity to work in a supportive and collaborative culture.
• Access to professional development and skill expansion opportunities.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: No Education Listed