Associate, Accounting

Capital One • New Orleans, LA

205d • $72,800 - $91,400

About The Position

This role will assume the ownership of accounting and data management related to institutional brokerage transactions for Capital One Securities. Candidates should have the ability to manage priorities and meet deadlines in a fast-paced environment. They should be able to develop strong relationships with key business partners. Additionally, this role will assist in transitioning to an automated accounting and reporting platform. Candidates should possess the ability to identify technology options and drive implementation of automation solutions.

Requirements

• Bachelor's degree in Accounting or Finance or military experience.
• At least one year of accounting or securities industry experience or a combination.

Nice To Haves

• Financial Industry Regulatory Authority Series 7, 10, 27, 24, 99 or a combination.
• 2+ years of accounting or securities industry experience or a combination.

Responsibilities

• Record journal entries and assists with monthly reconciliations and variance review.
• Perform month-end close and financial reporting processes timely and accurately.
• Perform accounts payable oversight including assistance with contract management and coordination with Enterprise Supplier Management teams.
• Review month end trial balances and affiliate balances to ensure reporting accuracy.
• Perform daily trade review and trade reporting.
• Manage ad hoc requests.
• Assist with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports.
• Prepare and assist with response to audit requests from various regulatory bodies including internal / external auditors, SEC, FINRA, and State of Louisiana.
• Prepare additional regulatory reporting as requested.
• Complete ad hoc financial reporting to internal stakeholders.
• Prepare monthly revenue reporting and analysis across verticals for institutional brokerage transactions.
• Actively engage in and drive results for internal projects and initiatives.
• Assist in coordination of resources and implementation of financial reporting for new equity research sectors and products.
• Assist in implementing infrastructure for new products from a financial reporting and operational perspective.
• Other duties as assigned.

Benefits

• Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
• Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree