Assistant VP, Risk & Control Banking Operations, Group Technology & Ops

UOB • Phoenix, AZ

1d

About The Position

About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers. Job Description You will be the Risk & Control specialist for Global Markets, Custody and Investment Operations and GWBGMO Center of Excellence. Lead the Risk & Control framework through various programs which include developing appropriate Key Risk Controls Self-Assessment (KRCSA), Key Risk Indictors (KRI), Management Risk Awareness (MRA), Incident Reporting (IRF), Business Continuity Management (BCM) thereof by which the BAU monitoring can be well managed. Subject matter expertise and industry knowledge to provide independent oversight and credible challenge to the Operations team risk and control activities. Perform independent assessment of root causes and mitigating actions for issues and incidents as well as any subsequent escalation and reporting to senior management. Support Audit/Regulatory engagements including coordination, communications, and required actions with management committees, internal auditors, external auditors, regulators and other internal stakeholders as appropriate. You will manage audit activities and supports the business during audits in ensuring the appropriate risks are reported and actions to rectify the risks. Provide oversight on the control and risk assessments for overseas subsidiaries and branches. Proactively use data analytics for analysis of control issues and emerging risks. Job Requirements: Degree holder More than 6 years of experience working in Banking & Finance industry Preferably, you also possess good knowledge and understanding on operational risk management and financial industry regulations. Good knowledge of Global Markets & Custody products and processes, application systems and data management. A team player, strong interpersonal, communication and presentation skills. Ability to work effectively, under pressure, in a rapid changing environment, as well as autonomously and as an effective member of a dynamic team. Possesses good analytical and problem-solving skills Self-driven, meticulous and able to operate expeditiously to deliver results and meet tight timelines. Additional Requirements Be a Part of the UOB Family UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application. Apply now and make a Difference Together, Let’s Build the Future of ASEAN We value our people and invest in them as we look to fulfil our purpose of building the future of ASEAN. We seek to create a collaborative and progressive environment for them to succeed in their careers for the long term. Explore career opportunities with us today. UOB is rated as one of the world's top banks, ranked 'Aa1' by Moody's Investors Service and 'AA-' by both S&P Global and Fitch Ratings. With a global network of 500 branches and offices across 19 countries in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches and offices throughout the region. Career Site: UOB Career site

Requirements

• Degree holder
• More than 6 years of experience working in Banking & Finance industry
• Good knowledge of Global Markets & Custody products and processes, application systems and data management.
• A team player, strong interpersonal, communication and presentation skills.
• Ability to work effectively, under pressure, in a rapid changing environment, as well as autonomously and as an effective member of a dynamic team.
• Possesses good analytical and problem-solving skills
• Self-driven, meticulous and able to operate expeditiously to deliver results and meet tight timelines.

Nice To Haves

• good knowledge and understanding on operational risk management and financial industry regulations.

Responsibilities

• Lead the Risk & Control framework through various programs which include developing appropriate Key Risk Controls Self-Assessment (KRCSA), Key Risk Indictors (KRI), Management Risk Awareness (MRA), Incident Reporting (IRF), Business Continuity Management (BCM) thereof by which the BAU monitoring can be well managed.
• Provide independent oversight and credible challenge to the Operations team risk and control activities.
• Perform independent assessment of root causes and mitigating actions for issues and incidents as well as any subsequent escalation and reporting to senior management.
• Support Audit/Regulatory engagements including coordination, communications, and required actions with management committees, internal auditors, external auditors, regulators and other internal stakeholders as appropriate.
• Manage audit activities and supports the business during audits in ensuring the appropriate risks are reported and actions to rectify the risks.
• Provide oversight on the control and risk assessments for overseas subsidiaries and branches.
• Proactively use data analytics for analysis of control issues and emerging risks.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees