Anti Money Laundering (AML) Quality Sr. Supervisor

Capital One • McLean, VA

25d

About The Position

Anti Money Laundering (AML) Quality Sr. Supervisor The Anti-Money Laundering (AML) Group is a core risk function within Capital One’s Corporate Compliance Department. This Group serves as a second line of defense and operates certain first line of defense controls for Capital One’s Lines of Business. In this role, you will work within Capital One’s Financial Intelligence Unit (FIU) on the new Financial Crime Intelligence Team team with a focus on performing reviews to proactively identify financial crime risk, generating leads for Capital One’s investigation teams, or to detect and escalate possible gaps in the AML and Sanctions control framework. Among other things, you will : Work as part of a team with the Director, Financial Crime Intelligence in designing and leading/conducting reviews to proactively generate potential leads for Capital One’s investigations teams or detect and escalate potential gaps in Capital One’s AML and Sanctions control framework Collaborate with AML’s Modeling & Advanced Data Insights team, Line of Business (LOB) advisory teams, and various LOB teams to obtain the data necessary for these reviews Effectively liaise and communicate with both advisory and business stakeholders when control gaps are identified and/or refer potential leads to the appropriate investigations team within the FIU Maintain knowledge of financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business leaders

Requirements

• Bachelor's Degree or Military experience
• At least 4 years of investigative or Anti-Money Laundering (AML) experience
• At least 1 year of people management experience
• Experience in a financial crime compliance role, preferably within financial services with a sound knowledge of control gaps and financial crime risk typologies and data
• Experience providing leadership and guidance to staff, fostering an environment that encourages associate participation, teamwork, and communication
• Ability to manage projects and conflicting deadlines
• Excellent written and verbal communication skills with a customer focus mind-set

Nice To Haves

• 2+ years of people management experience
• 5+ years of investigative, Anti-Money Laundering (AML) or financial crime controls testing experience
• 1+ years of experience in intelligence or network analysis

Responsibilities

• Conduct or lead daily reviews to understand and identify significant financial crime risk and ensure it is appropriately escalated
• Assess internal trends, external regulatory & law enforcement environment to make recommendations, understand risk areas and alter or add to current processes
• Work as part of team in leading and conducting complex financial crime intelligence reviews
• Influence and guide business leaders in the execution of their decisions and ensure that business stakeholders understand potential control gaps
• Participate in developing strategic plans for financial crime intelligence reviews

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
• Learn more at the Capital One Careers website .
• Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees