AML Sr Investigator III- List Screening Operations (LSO)

Capital One • McLean, VA

83d • $106,700 - $146,100

About The Position

The AML Senior Investigator III is responsible for the direct supervision, development, training, and education of a team of investigators. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. Capital One's List Screening Operations (LSO) performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally-mandated economic sanctions. This program targets dangerous or criminal individuals, organizations, and governments to deny them access to financial services. Additionally, LSO conducts screening, research, and disposition against various lists, including Financial Crime Enforcement Network (FinCEN), Negative News, and Politically Exposed Person (PEP). LSO also supports Anti-Money Laundering (AML) processes, which may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence.

Requirements

• High School Diploma, GED or equivalent certification
• At least 3 years of Anti-Money Laundering (AML) experience within financial services
• At least 2 years of people management experience

Nice To Haves

• Bachelor’s Degree
• 4+ years of AML experience within financial services industry
• 3+ years of people management experience
• 1+ year of process management experience
• Certified Anti-Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification

Responsibilities

• Operational Management; supervise daily workflow, operational queues, and metrics
• Manage, develop, train, and lead a team of investigators
• Write and deliver performance reviews, including development action plans
• Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
• Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
• Report (verbally and written) potential findings to management in a timely manner
• Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
• Serve as Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
• Utilize strong analytical writing and communication skills, along with excellent organizational and time management skills

Benefits

• Comprehensive health benefits
• Financial benefits
• Incentive compensation including cash bonuses and/or long-term incentives
• Inclusive set of benefits that support total well-being

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: High school or GED