AML Sr. Investigator I - Special Investigations Unit

Capital One • Richmond, VA

7d • Remote

About The Position

The Anti-Money Laundering (AML) Senior Investigator I supports various AML processes, which includes suspicious activity investigations or other AML processes. The AML Senior Investigator I will work closely with AML Supervisors and Managers to perform other critical functions. The Special Investigations Unit conducts suspicious activity reporting and closing investigations for high-risk typologies, among other items.

Requirements

• High School Diploma, GED or equivalent certification
• At least 2 years of Anti-Money Laundering (AML) or Fraud investigative experience filing Suspicious Activity Reports (SARs)
• At least 1 year of Microsoft Office or Google Suite experience
• Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA and be comfortable coming in person whenever required with no less than 24 hours notice

Nice To Haves

• 3+ years AML or Fraud investigative experience filing SARs.
• Bachelor’s degree
• Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership

Responsibilities

• Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).
• Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.
• Write suspicious activity reports (conducts enterprise wide reviews of the relationship), make closing recommendations, and other applicable AML processes in accordance with regulations and time limitations.
• Escalate or resolve issues as appropriate for advanced investigation and analysis
• Review referrals from various sources (e.g., lines of business, Legal, Senior Management, etc.)
• Self-manage a queue of alerts, cases, and closing investigations
• Conduct presentations to Senior Leadership and/or Legal
• Help maintain operations of a SIU Specialty Desk and actively contributes, which can include keeping desk guides current and decisioning referrals

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
• Learn more at the Capital One Careers website .
• Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
• This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: High school or GED