Alternative Fund Services AML/KYC Associate II
About The Position
Are you ready to make a meaningful impact in the world of alternative investments? Join a dynamic team where your expertise drives both client success and operational excellence. As part of our global organization, you’ll help shape the future of fund services while advancing your career in a collaborative, high-performing environment. We value your initiative, attention to detail, and commitment to integrity. Take the next step in your professional journey with us and help safeguard the financial system. As an AML/KYC Senior Associate in the Alternative Funds Team within the Transfer Agency Department, you play a vital role in protecting our clients and the wider financial community. You will work alongside a dedicated team, fostering a culture of collaboration and continuous improvement. Your contributions help ensure our operations remain robust, compliant, and client-focused. Together, we strive to deliver exceptional service and uphold the highest standards of integrity.
Requirements
- 5+ years AML/CTF experience in the financial services industry with exposure to a globally diverse investor base
- Strong understanding of applicable AML/KYC regulations related to risk assessments and investor onboarding
- Demonstrated operational and risk awareness, with attention to detail and escalation skills
- Effective interpersonal, communication, and influencing abilities
- Experience in coaching or leading team members
- Ability to work independently and proactively within a team environment
- Strong organizational and time management skills, with the ability to prioritize tasks
- Commitment to following policies and procedures, with a focus on escalation of potential issues
- Proven ability to coordinate delivery across multiple functions and regions
Nice To Haves
- Direct experience in Transfer Agency operations
- Knowledge of alternative investment funds
- Expertise in investor AML/KYC onboarding and ongoing maintenance
- Experience supporting training and development initiatives
- Familiarity with U.S. and Cayman fund regulatory requirements
- Professional qualifications in compliance or financial crime prevention
- Demonstrated ability to drive process improvements and risk mitigation
Responsibilities
- Review and update investor Anti-Money Laundering and Counter Terrorist Financing information and documentation
- Assist with onboarding and cyclical reviews of investor accounts on Transfer Agency systems
- Verify team members’ work and provide constructive feedback
- Identify and escalate potential money laundering or reputational risks through transaction monitoring and screening
- Participate in delivering excellent client service, including addressing technology and regulatory needs
- Assess and enhance current procedures to improve operational efficiency and risk mitigation
- Validate Know Your Customer files to ensure compliance
- Support training initiatives for team members
- Manage email communications and respond to queries promptly
- Oversee the AML/CFT framework within Transfer Agency, ensuring comprehensive and compliant practices
- Build strong working relationships across business-aligned and central functions
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
