J.P. Morgan Wealth Management - Active Trade Desk Professional

JPMorgan Chase & Co. • Chicago, IL

18h • Hybrid

About The Position

The U.S. Wealth Management business is focused on helping investors achieve
their long-term financial goals and comprised of the Chase Wealth Management
business, J.P. Morgan Securities and Self-Directed Investing - our digital
investing platform. The combined business has ~$400 billion in Assets under
Management and ~4,000 advisors who work out of 3,500 branches and 21 offices.

As an Active Trade Desk Professional within the J.P. Morgan Securities service
team, you will play a crucial role in advocating for our clients. You will
collaborate in a team environment to assist clients in executing trades over the
telephone in brokerage and retirement accounts, including Traditional and Roth
IRAs. Your responsibilities will include mitigating financial and reputational
risk by ensuring trade accuracy. You will utilize your industry knowledge and
experience to handle a variety of complex trades, encompassing equities, mutual
funds, derivatives, margin, debt instruments, forex, hedge funds, and large
orders.

Requirements

• 2+ years of relevant investment or brokerage experience
• Active and valid FINRA Series 7 and 63, in addition to meeting FINRA continuing education requirements
• Passion for client service and performing work with a high degree of accuracy in a fast paced environment
• Excellent telephone communication and customer service skills, displaying a high level of professionalism
• Responsible for monitoring emerging market trends and be a student of the industry
• Strong understanding of investment products, securities, market risks and order types
• Strong compliance record in prior position(s) and ability to hold a registration in all 50 states & U.S. Territories
• Ability to execute client transitions in the capitol and debit markets while delivering on the value proposition of JPMorgan’s best in class reputation
• Ability to manage multiple priorities in a fast-paced environment; adaptive to change
• Extremely organized and detail oriented

Nice To Haves

• 5+ years of financial services experience
• Familiarity with FactSet or equivalent trading investment platforms
• Experience with identifying additional investment opportunities
• Excellent analytical skills
• Bachelor’s degree in related field preferred

Responsibilities

• Support clients and advisors across the wealth spectrum over the telephone, including those with over $10 million in assets under management
• Execute complex trades accurately by educating clients and aligning with their goals and objectives
• Ensure clients comply with all regulatory requirements
• Understand and explain transaction outcomes and risks, including marketability and liquidity of international equity trades, fund prospectus reviews for breakpoint and reinstatement qualifications, and client margin account evaluations for internal margin requirements, buying power, and risk exposure
• Build internal and external relationships within our trade desks and escalation teams to complete client requests
• Document all client interactions and comply with regulatory and organizational requirements.
• Screen and assess client profiles for new investment opportunities

Benefits

• We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location.
• Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions.
• We also offer a range of benefits and programs to meet employee needs, based on eligibility.
• These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more.
• Additional details about total compensation and benefits will be provided during the hiring process.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees