2026 Summer Legal & Compliance Intern

Trumid • New York, NY

2d

About The Position

Trumid is a technology-driven electronic trading platform in the U.S. fixed income markets. As a regulated broker-dealer, compliance with applicable laws and regulations is central to our business. Our Legal & Compliance team partners with Product, Engineering, and Trading to support innovation while maintaining strong regulatory controls. Trumid seeks a highly motivated law student to join its Legal & Compliance team for Summer 2026. This role provides hands-on exposure to broker-dealer regulation in a live trading environment, with substantive responsibility across supervisory, regulatory, and governance initiatives.

Requirements

• Rising 2L at an accredited U.S. law school with strong academic credentials.
• Demonstrated interest in securities regulation, broker-dealer compliance, or financial markets.
• Excellent research, writing, and analytical skills.
• Strong attention to detail and sound judgment.

Responsibilities

• Support legal and compliance review of new product initiatives.
• Research regulatory considerations relating to market structure, data governance, and AI-enabled tools.
• Help embed legal and compliance considerations into business and technology workflows.
• Assist with regulatory applications, filings, and reporting (SEC, FINRA, CFTC).
• Monitor and summarize regulatory developments and enforcement trends.
• Support examination readiness and regulatory response efforts.
• Draft and update Written Supervisory Procedures (WSPs) and compliance policies.
• Assist with internal controls related to money laundering and conflicts of interest
• Support trade surveillance follow-up and compliance testing.
• Assist in documenting findings and strengthening internal controls.
• Conduct regulatory research relevant to electronic trading platforms.
• Assist with review and management of participant agreements, vendor contracts, and onboarding documentation.
• Support contract tracking and internal approval processes.

Benefits

• Paid Internship (8-10 week during summer 2026)
• Direct exposure to senior legal and compliance leadership.
• Meaningful drafting and regulatory analysis.
• Real-time experience at the intersection of securities regulation, technology, and electronic markets.

What This Job Offers

• Career Level: Intern
• Education Level: No Education Listed