Wealth & Asset Management - Risk Consulting, Manager

Ernst & Young • New York, NY

415d • $113,700 - $236,900

About The Position

The Wealth & Asset Management - Risk Consulting Manager at EY is responsible for leading efforts in financial crimes compliance, specifically focusing on anti-money laundering and sanctions compliance for Wealth Management and Asset Management clients. This role involves developing compliance programs, managing client relationships, and mentoring junior colleagues while navigating a fast-changing regulatory environment.

Requirements

• A bachelor's degree and around 5 years of work experience with financial crimes issues; or a graduate degree and 4 years of related experience.
• A degree in political science, economics, finance, accounting, business, or a related discipline.
• Functional understanding of broker-dealer and registered investment advisor compliance.
• Experience with investment management, fund management, or related competency.
• Analytical skills understanding money laundering trends, sanctions risk, and other financial crimes.
• Strong communication skills demonstrated through effective writing and presentations.
• Effective leadership, project management, and teamwork skills.
• Understanding of financial products and services related to broker/dealers, wealth managers, and asset managers.
• Willingness to travel up to 100% to meet client needs.

Nice To Haves

• Experience related to the operations of asset managers, wealth managers, and/or broker/dealers.
• Experience with transaction monitoring, Know Your Customer, or sanctions screening technology systems.
• Understanding of investor and client onboarding for wealth and investment management.
• Demonstrated experience managing business development opportunities.

Responsibilities

• Fostering an innovative and inclusive environment while mentoring junior colleagues.
• Driving high-quality work products within expected timeframes and budget.
• Monitoring progress, managing risks, and keeping stakeholders informed on outcomes.
• Building and growing relationships with wealth and asset management clients.
• Developing relationships across all EY practices to serve client needs.
• Analyzing key aspects of anti-money laundering, sanctions, and other financial crimes regulations.
• Collaborating across all three lines of defense to provide relevant compliance solutions.

Benefits

• Paid holidays
• Health insurance
• Dental insurance
• 401(k)
• Paid time off

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Industry: Professional, Scientific, and Technical Services
• Education Level: Bachelor's degree