Principal Associate, Global Trade Compliance Advisory

Capital One • Plano, TX

223d • $106,700 - $146,100

About The Position

Capital One's Global Sanctions and Trade Compliance team is seeking a Global Trade Compliance Advisor Principal Associate. This role will assist in the building and execution of a global trade compliance program and will work cross-functionally with stakeholders to develop specific processes and procedures that support this effort. In supporting the global trade compliance program, this role will also perform key risk management (second line of defense) activities to help ensure corporate initiatives and lines of business processes comply with the applicable global trade laws and regulation. The Principal Associate will assist the department with various global trade projects, including risk assessments.

Requirements

• Bachelor's degree or military experience
• At least 2 years of experience working in Governance, Risk, or Compliance

Nice To Haves

• 3+ years of experience in a Risk Management program
• Experience with Export Administration or other trade regulations

Responsibilities

• Assist in the development of Capital One's global trade compliance program
• Perform and identify key risks and mitigations for corporate initiatives to ensure compliance with global trade laws and regulations
• Support cross-functional and enterprise-wide global trade compliance program initiatives and project teams
• Support the development of communication and training to educate stakeholders on their roles and responsibilities
• Support global trade program deliverables; identify and track impediments; perform and contribute to periodic status reporting and metrics
• Maintain a repository for global trade program documentation
• Collaborate with other compliance advisors to conduct risk assessments of new initiatives and products
• Monitor Export Control Analysis mailbox

Benefits

• Comprehensive health benefits
• Financial benefits including performance-based incentive compensation
• Inclusive set of other benefits that support total well-being

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree