Manager, Securities Registration
Royal Bank of Canada•Minneapolis, MN
291d•$65,000 - $115,000
This job is no longer available
There are still lots of open positions. Let's find the one that's right for you.
About The Position
Responsible for the oversight of certain key processes conducted by the Securities Licensing and Registration team across two broker-dealers within the RBC umbrella: RBC Capital Markets LLC (encompasses both retail and institutional businesses) and RBC CMA Ltd. The role is also responsible for the maintenance of all current and future-state systems utilized by the Securities Licensing and Registration team (i.e., Registration Surveillance System ('RSS'), FINRA, etc.), including modifications and improvements.
