This job is closed
We regret to inform you that the job you were interested in has been closed. Although this specific position is no longer available, we encourage you to continue exploring other opportunities on our job board.
About the position
Loop Capital is a full-service investment bank, brokerage, asset management and advisory firm that provides creative capital solutions for corporate, governmental, and institutional entities across the globe. Loop Capital and its affiliates serve clients in fixed income asset management, corporate and public finance, financial advisory services, tax exempt and global equity sales, trading and research, analytical services and financial consulting services. Loop Capital values diversity and inclusion, professional growth opportunities, purpose driven work and a collaborative and innovative culture. The Operations Analyst/Associate will support the Senior Vice President of Operations, trading desk, and portfolio managers in the firm's daily operations. This role contributes to a strong risk management culture through collaboration within operations, compliance, and front office employees. The analyst will be responsible for daily, monthly, and quarterly reconciliations, reporting, and ad hoc projects/assignments.
Responsibilities
- Reconciliations of cash, trades and positions.
- Liaise with clients for account onboarding.
- Resolve trade breaks with executing brokers and custodians.
- Research and process corporate actions.
- Responsible for month end and quarter end reporting.
- Prepare and distribute investor reporting packages.
- Assist with preparation of regulatory filings or audit requests.
- Assist with various operational compliance initiatives.
- Assist with ad hoc requests for data, reports and/or analysis.
- Support LCAM with corresponding number of regulators.
- Build effective relationships with internal/external stakeholders.
- Gather and format data into regular and ad-hoc reports, and dashboards.
- Track exception/exemption requests and corresponding approvals.
- Build awareness, knowledge, and skills and, as necessary, provide communication, practical tools and ongoing support.
- Analyze the impact and effectiveness of the program through periodic reviews.
- Support the business/group through internal/external audits or regulatory examinations and assist in development of action plans to resolve any identified issues.
Requirements
- 1 - 3 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience.
- Ability to think creatively and propose new solutions.
- Exercises judgment to identify, diagnose, and solve problems within given rules.
- Ability to work mostly independently.
- Good Program Management skills.
- Specialized knowledge from education and/or business experience.
- Good verbal & written communication skills.
- Excellent collaboration & team skills.
- Excellent analytical and problem solving skills.
Benefits
- Medical insurance
- Dental insurance
- Vision insurance
- Disability insurance
- Life insurance
- Paid Holidays
- Paid vacation
- Sick days
- Personal days
- Retirement plan
