Internal Audit Manager - Data Analytics

Raymond James - Saint Petersburg, FL

Full-time - Mid Level

Saint Petersburg, FL

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Internal Audit Manager - Data Analytics at Raymond James Financial is responsible for conducting audits using advanced data analytics to assess the firm's compliance with regulatory requirements, particularly those set by the Federal Reserve Board for large financial institutions. This role involves leading audit projects, ensuring data quality and governance, and providing technical support to enhance the auditing process. The manager will also act as a liaison between various teams and maintain a focus on continuous improvement within the Internal Audit Department.

Responsibilities

• Conduct audits using advanced data analytics to assess compliance with regulatory requirements.
• Support audit projects and related assessments for the Internal Audit Department.
• Perform control assurance testing procedures and assess data quality and governance aspects.
• Act as a liaison between the LFI preparation committee and Internal Audit senior leadership.
• Provide guidance, training, and tools to enable auditors to perform effectively.
• Lead large or multiple projects involving cross-functional teams.
• Develop tactical solutions and complete complex assignments with substantial independence.
• Create technology solutions to enhance Data Analytics for Internal Audit end users.
• Evaluate the content, accuracy, and completeness of datasets and data models.
• Test datasets from front-end applications against backend databases for accuracy.

Requirements

• Bachelor's Degree in Business Analytics, Statistics, Data Science or related field.
• Minimum of four years of experience in a business analytics or data science role.
• Knowledge of statistics, data analytics techniques, and data visualization.
• Experience with Microsoft SQL Server T-SQL and Oracle PL/SQL.
• Familiarity with data obtainment and ETL functions.
• Excellent verbal and written communication skills.
• Ability to interface with all levels of internal and external audit associates and management.

Nice-to-haves

• Experience with QlikSense and Alteryx.
• Project management experience, including analytics planning and deployment.
• Understanding of audit practices and methodologies, including risk assessment.
• Experience with Microsoft Office suite, including Excel, Access, and PowerPoint.

Benefits

• Eligible for Discretionary Bonus
• Professional development opportunities
• Flexible work environment
• Health insurance options
• 401k retirement plan