Equity Trade Support Associate
About The Position
As a Trading Services Associate within the Capital Markets and Security Operations team, you will play a crucial role in supporting equity trading operations. You will work closely with various departments to ensure smooth trade flow management and resolve complex issues. Your contributions will help us maintain a strong risk and control framework, driving efficiency and supporting new business initiatives. In this role, you will support multiple markets and products, including cash equities and derivatives. You will collaborate with the Front Office, Technology, and Compliance teams to implement process improvements and strategic trading application enhancements. Your efforts will directly impact our ability to manage risk and deliver exceptional service to our clients.
Requirements
- Series 99 or willingness to obtain within 180 days
- Strong analytical skills with experience in data-driven decision making
- Problem-solving skills with a risk-oriented mindset
- Excellent communication and presentation skills
- Ability to multitask and prioritize under pressure
- Experience in the Financial Services industry, specializing in Equity Derivatives or Cash Equities
- Knowledge of clearing, settlements, and transaction lifecycles
- Proficiency in Excel and experience with automation tools
- Bachelor's degree required
Nice To Haves
- FINRA Series 7 License
- Bachelor’s Degree in Finance
- Experience with intelligent automation tools such as Alteryx and Tableau.
- Ability to develop strong working relationships with demanding stakeholders
- Self-motivated and able to work effectively with minimal supervision
Responsibilities
- Coordinate with Technology, Front Office, and Compliance to implement process changes
- Act as a Middle Office stakeholder for business and regulatory agendas
- Provide support to the Front Office for order management and settlement
- Monitor and action break and fail management reports
- Collaborate with investment technology to resolve defects and enhance applications
- Focus on improving functional efficiency and control
- Compile and refine metrics for management reporting
- Document procedures and process flows
- Assist in developing and reviewing test plans
- Contribute to the development of training materials
Benefits
- Comprehensive health care coverage
- On-site health and wellness centers
- Retirement savings plan
- Backup childcare
- Tuition reimbursement
- Mental health support
- Financial coaching
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
