Designated Principal, Marketing

$150,000 - $225,000/Yr

Robinhood - Menlo Park, CA

Full-time

Menlo Park, CA

Food Services and Drinking Places

About the position

Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its subsidiaries and affiliates are lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in. With growth as the top priority, the business is seeking curious, growth-minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you're invigorated by our mission, values, and drive to change the world - we'd love to have you apply.

Responsibilities

• Oversee the Robinhood Marketing function as its registered principal, supervising and advising on operational and regulatory compliance.
• Work closely with Product Marketing, Growth Marketing, Operations, and Creative teams. Offer guidance on marketing targeting and messaging, ensuring compliance with financial rules and regulations.
• Engage with team members from Legal and Compliance to collaboratively review and approve marketing materials and strategies.
• Develop and implement detailed, clear, and effective Written Supervisory Procedures (WSPs) that align with regulatory requirements, industry standards, and recommended practices.
• Ensure documentation is kept up-to-date, files are accurately archived, and that they reflect appropriate status, content and approvals.
• Flex into program management and/or special projects as needed.

Requirements

• Series 24 license (General Securities Principal).
• 8+ years of experience in the financial services industry, ideally on or in support or providing guidance to sales or marketing teams.
• Able to scrutinize content and information through the lens of financial regulations, and address potential conflicts / triage solutions.
• Strong understanding of paid advertising, email marketing operations, and compliance considerations, particularly in relation to financial regulations.
• Deep expertise in investment products and a thorough knowledge of FINRA and SEC regulations applicable to Broker-Dealers, especially regarding public communications and customer recommendations (e.g., Reg BI).
• Diligent work ethic and ability to adapt quickly while managing many projects simultaneously.
• Acute attention to detail.

Benefits

• Eligible to participate in a Robinhood bonus plan.
• Eligible to participate in Robinhood's equity plan.