Consumer Risk & Compliance Administrator

Regions Bank•Hoover, AL

3d•$101,485 - $130,240•Onsite

About The Position

At Regions, the Business Unit Compliance Administrator typically operates as a first line of defense risk management expert that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. Associates at this level should have full ownership for one or more processes, reports, procedures or products, and are also considered analytical or procedural experts within a specific line of business. Associates will have influence over process and policy changes. This position is an individual contributor and typically reports to the Business Unit Compliance Manager.

Requirements

Bachelor's degree and six (6) years of experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business
Or High School Diploma or GED and ten (10) years of experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business
Ability to work independently
Business acumen
Deadline driven
Demonstrated leadership
Knowledge of legal and regulatory environment as it relates to compliance in a line of business
Organizational skills
Presentation skills
Problem solving
Proficiency in Microsoft Office Suite
Strong communication skills
Time management skills

Nice To Haves

Master's degree
Certified Regulatory Compliance Manager Certification (CRCM)
Experience in banking, compliance & risk operations
Familiarity with business process mapping tools (e.g. Visio)
Solid understanding of risk and control frameworks (e.g. RCSA, SOX)
Strong skills in Power BI, Tableau, or other visualization tools
Experience with data intake workflows (e.g. Power Apps, SharePoint, custom forms, API integrations)
Excellent communication skills – ability to translate business needs into technical solutions
Project management skills to manage multiple work streams to meet a common objective
Experience with GRC platforms (e.g., Archer, ServiceNow GRC, Resolver)
Familiarity with regulatory mapping frameworks and/ or risk taxonomies
Knowledge of product lifecycle or operational risk in retail/consumer banking
Exposure to control testing environment

Responsibilities

Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws and regulations
Establishes partnerships with line of business leadership and Corporate Compliance groups to provide expertise on compliance issues affecting the line of business
Focuses on the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines, or processes
Oversees creation and delivery of training to assigned business area to increase compliance awareness
Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
Performs administrative duties related to a particular line of business systems and database management maintaining knowledge of database design, data definitions, system capabilities, and data integrity issues related to compliance, regulatory projects, and risk management
Resolves work flow issues, and oversees quality improvement techniques
May provide guidance or mentor professionals in the first line of defense functions
Develop and implement control monitoring program
Map and document key business processes, controls, and risk exposure across departments
Enable reporting and visualization of process completeness, control coverage, risk heatmaps, and KRI trends via dashboards (e.g. Power BI, Tableau)
Collaborate with risk, compliance, and operations teams to ensure taxonomy alignment and usability
Support future integration with GRC, audit, or compliance systems if needed