JPMorgan Chase - Jersey City, NJ
posted 20 days ago
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Surveillance Lead (Wealth Management Trade Surveillance) Vice President, you will play a crucial role in Risk Management by reviewing trade surveillance alerts related to Market Manipulation and Misconduct, Sales Practice, and Customer Suitability risks. You will work closely with both Line of Business Compliance/Management, as well as global/regional Surveillance teams, to promote our global program and its responsibilities. You will need to have strong attention to detail, excellent analytical skills, and the ability to handle multiple tasks in a fast-paced environment. You will emphasizes a culture of innovation and excellence, aiming to enhance the firm's ability to manage risks effectively.