Sofi - Frisco, TX
posted 21 days ago
The Independent Compliance Testing (ICT) Program performs a key second line of defense role, to help ensure regulatory requirements are met across the applicable lines of business at SoFi. This "Compliance Advisor" will assume the role of a Compliance Tester in ICT, and will be responsible for leading and executing risk-based compliance transaction, control, and outcomes-based testing, for the purpose of independently validating business line adherence to applicable consumer/commercial lending products, cards and payments laws and regulations (for the whole product lifecycle). This role will report to the Regulatory Compliance Testing Team Lead, and the role may also require executing some testing in financial services subject matter areas other than those outlined above.