Audit Manager [Multiple Positions Available]

JPMorgan Chase & Co.•Jersey City, NJ

22h•$182,000 - $200,000•Onsite

About The Position

This role involves leading audit engagements, including global audits, from the planning phase through to reporting. The primary goal is to ensure the delivery of high-quality and timely work that adheres to both departmental and professional standards. Key responsibilities include finalizing audit findings, providing an overall assessment of the control environment, and offering recommendations for strengthening internal controls. The position also requires managing audit team members, conducting timely reviews of audits, and providing constructive feedback to improve team performance. Collaboration with stakeholders such as risk management, compliance, external auditors, and regulators is essential. The role includes implementing and executing continuous auditing programs, monitoring key metrics to identify control issues, and staying abreast of industry trends, external news, and regulatory changes impacting the financial and Asset Management industry. Additionally, the role focuses on identifying opportunities for efficiency through automation and the adoption of innovative technologies within the existing technical infrastructure.

Requirements

3- or 4- year Bachelor's degree in Accounting, Actuarial Studies, Finance, or related field of study.
7 years of experience in the job offered or as Audit Manager, Auditor, Accountant, or related occupation.
Seven (7) years of experience with leading and delivering global and regional audits using internal audit methodologies.
Seven (7) years of experience evaluating, challenging, and determining the adequacy of control design and operating effectiveness by considering business and technology risks in an integrated manner.
Seven (7) years of experience assessing regulatory compliance with applicable laws and regulatory requirements including 12 CFR 9, ERISA, Investment Company Act, Investment Advisors Act, SFDR, and other key international regulations related to asset management, investment advisor, broker-dealer, and fiduciary activities leveraging Asset Management regulatory requirements.
Seven (7) years of experience auditing, evaluating, and assessing risks and controls, as well as designing and executing audit procedures for portfolios and transactions involving financial instruments including equities, fixed income, derivatives, mutual funds, exchange-traded funds, money market funds, separately managed accounts, ESG products, and alternative investments including real assets, private equity, and private credit.
Seven (7) years of experience identifying data analytics opportunities and applying data analytics techniques and tools including Alteryx, Python, and large language models.

Responsibilities

Lead audit engagements, including global audits, from planning to reporting.
Ensure the production of quality and timely deliverables that meet both departmental and professional standards.
Finalize audit findings and use judgment to provide an overall opinion on the control environment as well as providing recommendations to strengthen internal controls.
Manage audit team members as required, performing timely reviews of audits and providing honest and constructive feedback to enhance team performance.
Partner with stakeholders, including other control groups such as risk management and compliance, external auditors, and regulators.
Implement and execute programs of continuous auditing for assigned coverage areas, including monitoring key metrics to identify control issues and adverse trends.
Stay informed about evolving industry trends, external news, and regulatory changes affecting the financial and Asset Management industry and analyze their impact on the business.
Identify opportunities to drive efficiency within existing technical infrastructure through automation, while embracing innovative technologies.