Goldman Sachs - Dallas, TX

posted 25 days ago

Full-time - Entry Level
Dallas, TX
Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The PWM Client Implementation team is seeking a professional to apply problem resolution and customer service skills while deepening understanding of the Private Wealth Management (PWM) business. The role involves collaborating with PWM Advisor Teams, Legal, Compliance, and Anti Money Laundering to facilitate account opening and maintenance for PWM Clients, providing superior client service and subject matter expertise to business partners. Operations is a dynamic division that partners with all parts of the firm to deliver banking, sales and trading, and asset management capabilities to clients globally, while also providing essential risk management and control to preserve and enhance the firm's assets and reputation. Client Implementation focuses on account documentation, data integrity, risk management, and regulatory requirements, ensuring a positive client experience during the onboarding process.

Responsibilities

  • Understand the different client account structures and documentation required to establish new accounts
  • Be vigilant in due diligence reviews of new client screening for Anti Money Laundering & Know Your Client requirements
  • Work closely with PWM Advisor teams to ensure all client documents are correct and sent to the client in a timely manner
  • Request products (options, margin, checking, debit cards, etc.) for the respective PWM client accounts
  • Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
  • Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal and Anti Money Laundering
  • Work on improvements to account opening workflow and process

Requirements

  • Bachelor's degree
  • Knowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applications
  • Exceptional organization skills
  • Good judgment and strong problem resolution skills
  • Ability to multi-task and prioritize accordingly
  • Experience managing client expectations
  • Excellent communication and presentation skills

Nice-to-haves

  • Series 7, 9, 10, 4 licenses
  • Foreign language skills
  • 1+ years financial industry experience (AML, Compliance or other Client On-boarding Regulatory experience)

Benefits

  • Diversity and inclusion initiatives
  • Training and development opportunities
  • Wellness and personal finance offerings
  • Mindfulness programs
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